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Compliance Manager Switzerland Coverage

Jobup

Employment type
Full-time
Location
Zürich
First posted
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• 11 juillet 2026 • 100% • Durée indéterminée • Zürich At Leonteq, we are a leading player in the financial industry, recognized for our innovative approaches, our commitment to excellence, and our entrepreneurial spirit. Our organizational values - bringing people together, passion, dedication, quality, and expertise - are our North Star. What you will do • Interact with the Sales & Trading division, evaluate existing and potential business relationships, perform ad hoc and periodic process reviews, ensure compliance with applicable regulatory requirements and internal policies • Provide advisory support on compliance regarding Swiss and European regulatory requirements, including FIDLEG/FINIG, MiFIDII, EMIR, FinSA/FinIA, and other relevant regulations • Perform compliance reviews and monitoring activities, identify potential risks, and contribute to management and regulatory reporting processes • Maintain compliance files, databases, and document management systems, ensuring accuracy, completeness, and timely updates • Review and improve models, disclosures, policies, procedures, and standard documentation related to compliance used in Swiss business activities • Prepare compliance assessments, risk analyses, internal memos, and advisory notes for business stakeholders and management • Conduct regulatory analyses and monitor legal and regulatory developments, assess their impact on the company, and support implementation activities • Collaborate closely with the Front Office, Operations, Legal, Risk, and other stakeholders to provide compliance advice and support business initiatives • Support internal audits, regulatory inspections, remediation programs, and compliance projects, ensuring the rapid and efficient execution of action plans • Contribute to the development and improvement of the compliance framework, controls, and corporate governance processes What you will need • Master's in economics, business administration, law/compliance/regulation, or a similar field • 3 to 5 years of experience in compliance, internal audit, risk management, or a similar control function in the global financial services industry • Preferably initial professional experience in a consulting mandate with one of the Big 4 • In-depth knowledge of capital markets and associated regulations (FIDLEG/FINIG, MiFIDII, EMIR, FinSA/FinIA) • Dedicated and responsible with a strong team spirit • Independent and solution-oriented approach • Ability to work under pressure, manage own objectives, set priorities, and go the extra mile • Proficiency in English • Good MS Office skills • Minimum Swiss residency (permit B) Assets • Additional language skills Why you will like working here • Experience the dynamics of a leading fintech company • Opportunities for insight into all departments to understand and develop expertise across the structured investment products value chain • Modern offices in an exceptional location

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