Legal & Compliance Officer Lugano and/or Zurich (80-100%)

For our Lugano branch, we are looking for a native Italian speaking Legal & Compliance Officer, ideally bilingual Italian-German or, alternatively, with an excellent command of the German language. The position is dedicated to the Lugano branch, with a fixed place of work at the branch itself or at the Zurich headquarters. We are looking for a reliable person, with solid knowledge of financial markets law, who stands out for an independent, accurate, pragmatic, and solution-oriented working method. The Legal & Compliance Officer reports directly to the Director, to whom they report regularly regarding their activities. Responsibilities: The position offers varied activity in the area of financial market supervision and includes, among others: * the material examination of affiliation requests regarding compliance with financial markets law; * the continuous monitoring of financial intermediaries affiliated with the OAD, including risk analysis; * the instruction and control of auditors, as well as evaluating and recording audit reports; * the independent drafting of sanctioning proceedings as well as civil and public law proceedings and the litigation of collection and arbitration procedures; * the management of all internal and external legal matters; * co-rapporteur activities on the occasion of external training events. The Legal & Compliance Officer also has the task of managing the Ticino branch of the RegFix consultants register and taking care of Italian-speaking client consultants. Daily tasks are carried out in Italian and partially in German, English, and French. The place of work is in the center of Lugano or in the center of Zurich and includes travel between Zurich and Lugano as well as to Bern. Requirements: * Master in law completed at a Swiss university (MLaw) or Swiss bar exam; * excellent knowledge of financial markets law and initial relevant professional experience (at a Swiss court or at an administrative authority); * native Italian speaker with excellent editorial and analytical skills, stylistically confident drafting of judgments; * ideally bilingual in German, otherwise at least excellent knowledge of German; good knowledge of English and French is an advantage; * reliable person with integrity and with an independent, diligent, effective, and solution-oriented working style. Complete applications (only direct applications and not through intermediaries will be considered) should be sent to: [ ](< >) For further information on the OAD PolyReg or RegFix see the websites: / j4id10437107jm j4it1042jm j4iy26jm